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Under section 64R of the IO, within 14 days after the day on which an authorized insurer, a licensed insurance agency or a licensed insurance broker company (collectively, “Appointing Principal”) terminates the appointment of a licensed insurance agency, a licensed individual insurance agent, a licensed technical representative (agent), a licensed technical representative (broker) or a responsible officer (as the case may be), the Appointing Principal should notify the IA in writing of the termination. Notification of Termination of Appointment Should a letter of the above requests or an outdated form is used, they would be returned to the Applicant/ Appointing Principal accordingly. Please be reminded to submit Form A6 and an updated Form N2 for the above requests.
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To confirm the appointment of the new line(s) of business, the relevant appointing principal(s) should also file a duly completed Form N2 to IA. Please submit a Form A6 duly signed by the insurance intermediary (together with the new IIQE result) applying for the IA’s approval of the new line(s) of business under Section 64S of the Insurance Ordinance (“IO”) Checklist of Documents for Insurance Agency Licence ApplicationĪpplication for Approval of the Varying Line(s) of Business by Individual Insurance Agent/TR(A)/TR(B).Please provide the Insurance Authority with the documents specified in the following checklist when submitting the insurance agency licence application. Checklist of Documents for Insurance Broker Company Licence Application.
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Please provide the Insurance Authority with the documents specified in the following checklist when submitting the insurance broker company licence application. On this note, a deemed licensee is required to submit Form A1 if he/she has yet to apply for a formal licence with the IA.Īpplication for Insurance Broker Company Licence Demonstration Video – Amendment to Application FormĪpplication for Proposed Appointment of a Responsible OfficerĪpart from Form A3, the proposed responsible officer should also submit Form A1 (together with the supporting documents) if he/she has not applied for a formal licence from IA.Demonstration Video – Completion and Submission of Application Form.Demonstration Video – Activation of Individual Account.Demonstration Video - Opening of Supervisor Account of the Insurance Intermediaries Connect.User Guide of the Insurance Intermediaries Connect for Principals.User Guide of the Insurance Intermediaries Connect for Individual Applicants to Submit an Individual Licence Application.For more information about the Insurance Intermediaries Connect, please refer to the following user guides: Online Portal – Application for Opening of Supervisor AccountĪuthorized insurers, licensed insurance agencies and licensed insurance broker companies are required to submit an originally signed Form A2 to apply for opening of a Supervisor Account of Insurance Intermediaries Connect for e-submission of applications for individual licence. Please note that a new appointment of an active licensee is NOT a new application. If the applicant is holding an active licence and he/she/it is not going to change his/her/its licence type under a new appointment, then a Form N2 should be used to notify the IA of the new appointment instead of Form A1. Please read " Notes on Application for Insurance Intermediary Licence" before completing Form A1.īefore submission, please also check the Register of Licensed Insurance Intermediaries to ensure the applicant is not holding an active licence with the Insurance Authority.
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Individual Licence Application (Individual Insurance Agent/TR(A)/TR(B)) Original signed forms are required to be submitted to the Insurance Authority ("IA"). However, for a deemed licensee who is applying for a new licence with the same appointing principal(s), please use another set of application forms which are available here. The following application forms should be used when a person applies to the Insurance Authority for an insurance intermediary licence.